ApEx Standards - Advising on Securities and Derivatives/Advising and Dealing in Securities and Derivatives
ApEx Standards - Advising on Securities and Derivatives/Advising and Dealing in Securities and Derivatives
The new qualification benchmark for the regulated activities ‘Advising on Securities and Derivatives' and ‘Advising and Dealing in Securities and Derivatives' includes all the Appropriate Exam Standards as shown in the box below. All examinations submitted to be included on the revised Appropriate Examination list for this activity will need to include and meet the standards in all the subject areas shown.
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