Financial Services Skills Council

Asset Management

Managing Investments Compliance IT in Investment Operations

Managing Investments

Making decisions and arrangements on your behalf about how your money should be invested.

Managing Investments

Qualification	Awarding Body	Appropriate Exam	Meeting NOS
Investment Management Certificate (IMC)	CFA Society of UK (Formerly UKSIP)	Yes	N/A
Certificate in Investment Management	Securities and Investment Institute (SII)	Yes	N/A
Diploma (must include a pass in Regulation and Compliance paper)	Securities and Investment Institute (SII)	Yes	N/A
Certified International Investment Analyst (CIIA) + UK regulatory module	CIIA	Yes	N/A

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Compliance

Qualification	Awarding Body	Appropriate Exam	Meeting NOS
Certificate in Compliance	International Compliance Association	No	Yes View NOS
Diploma in Compliance	International Compliance Association	No	Yes View NOS
Diploma in Anti Money Laundering	International Compliance Association	No	Yes View NOS

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IT in Investment Operations

The IT in Investment Operations (ITIO) qualification has been developed for IT staff working in financial services, who wish to develop their knowledge and understanding of IT needs specific to the financial services arena. It will be of particular interest to those who are new to the industry, or who are hoping to move into the financial services industry.

Qualification	Awarding BodY	Appropriate Exam	Meeting NOS
IT in Investment Operations (ITIO)	Securities & Investment Institute	No	N/A

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Asset Management

Managing Investments Compliance IT in Investment Operations Managing Investments

Compliance

IT in Investment Operations

Managing Investments Compliance IT in Investment Operations

Managing Investments