Final Advice Activity Standards

Final Advice Activity Standards

As a result of the feedback received, a number of amendments and improvements were implemented.

The final versions of the Advice Activity ApEx Standards have now been approved by the FSA and the Professional Standards Advisory Group. The Standards have now been published by the FSP (formerly FSSC) and are available below:

Advising on Packaged Products

Advising on Securities/Advising and Dealing in Securities

Advising on Derivatives/Advising and Dealing in Derivatives

Advising on Securities and Derivatives/Advising and Dealing in Securities and Derivatives


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