ApEx Standards - Advising on Derivatives/Advising and Dealing in Derivatives

ApEx Standards - Advising on Derivatives/Advising and Dealing in Derivatives

The new qualification benchmark for the regulated activities ‘Advising on Derivatives' and ‘Advising and Dealing in Derivatives' includes all the Appropriate Exam Standards as shown in the box below. All examinations submitted to be included on the revised Appropriate Examination list for this activity will need to include and meet the standards in all the subject areas shown.

A two layered diagram: First layer contains Application of Knowledge and Advice Activity Standards with two boxes, the top saying Application Standards and the second Derivatives. The last layer Core Standards contains three boxes in a row; Investment Principles, Personal Taxation and Financial Services, Regulation and Ethics.

 

 


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