ApEx Standards - Advising on Securities and Derivatives/Advising and Dealing in Securities and Derivatives

ApEx Standards - Advising on Securities and Derivatives/Advising and Dealing in Securities and Derivatives

The new qualification benchmark for the regulated activities ‘Advising on Securities and Derivatives' and ‘Advising and Dealing in Securities and Derivatives' includes all the Appropriate Exam Standards as shown in the box below. All examinations submitted to be included on the revised Appropriate Examination list for this activity will need to include and meet the standards in all the subject areas shown.

A two layered diagram: First layer, Application of Knowledge and Advice Activity Standards with two boxes stacked on each other. Application of Knowledge with Securities and Derivatives underneath. The second layer Core Standards contains three boxes in a row; Investment Principles and Risk, Personal Taxation and Financial Services, Regulation and Ethics.

 

 


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